KATHY LYNN PHILLIPS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CROSS FINANCIAL ADVISORS, LLC | 2017-06-29 | 2017-07-25 | — |
| LPL FINANCIAL LLC | 2015-02-27 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-03-11 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2003-04-23 | 2007-04-02 | — |