LAURE RAYMONDE MENDOZA

LAURE RAYMONDE MENDOZA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (5)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2022-09-30presentYes
MORGAN STANLEY SMITH BARNEY LLC2021-01-042022-10-13
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-02-03
CITIGROUP GLOBAL MARKETS INC.2005-11-142009-06-01
UBS FINANCIAL SERVICES INC.2003-01-312005-12-05

More