RACHEL ELIZABETH PENA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with ROBERT W. BAIRD & CO. INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | 2024-10-14 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2022-08-02 | 2024-11-13 | — |
| B. RILEY WEALTH MANAGEMENT | 2015-02-13 | 2022-12-31 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-02-27 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2001-01-17 | 2007-04-02 | — |