Carl Swanson is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-07-24 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2017-03-02 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2005-06-09 | 2007-04-02 | — |