Raj Shekar

Raj Shekar is an investment adviser representative (IAR) with state registration records since 2006, appearing at 12 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Registration history (13)

FirmFromToCurrent
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2026-03-23presentYes
VANGUARD ADVISERS, INC.2022-07-052026-01-28
BANCWEST INVESTMENT SERVICES, INC.2020-08-312022-01-03
CITIZENS SECURITIES, INC.2019-01-092019-12-04
TD AMERITRADE, INC.2018-02-272019-01-07
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2018-02-262019-01-07
SCOTTRADE INVESTMENT MANAGEMENT2017-02-242018-02-26
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-11-042017-02-17
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS2014-09-092014-10-08
PNC MANAGED ACCOUNT SOLUTIONS, INC.2014-01-232014-06-30
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-06-202013-10-28
CHASE INVESTMENT SERVICES CORP.2011-05-122011-05-17
OSAIC SERVICES, INC.2006-03-132011-03-22

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