JAMES J FERRIE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2017-07-07 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-01-09 | 2017-07-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-09-11 | 2009-01-13 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-06-05 | 2002-09-09 | — |