RICHARD DUARTE is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-09-15 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-06-14 | 2023-09-20 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2021-06-18 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2000-01-06 | 2003-07-01 | — |