TRICIA A MERCALDE is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2018-10-05 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2006-02-07 | 2018-10-16 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1999-12-07 | 2006-02-17 | — |