DAVID C BAUM is an investment adviser representative (IAR) with state registration records since 1997, appearing at 2 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2021-11-05 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 1997-06-25 | 2021-11-15 | — |