JAMES DUDLEY SUMPTER is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with RFG ADVISORY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RFG ADVISORY, LLC | 2015-12-28 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-03-17 | 2015-12-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-05-24 | 2009-03-19 | — |