CHARLES KC CHAN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-09-05 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2024-07-29 | 2025-09-05 | — |
| AVANTAX ADVISORY SERVICES | 1998-01-15 | 2018-08-24 | — |