TRACY MALTBY is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2025-05-15 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-07-28 | 2025-05-15 | — |
| RBC CAPITAL MARKETS, LLC | 2010-08-09 | 2014-08-08 | — |