RICHARD THOMAS SIMS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| TD AMERITRADE, INC. | 2022-09-12 | 2022-10-14 | — |
| CHARLES SCHWAB & CO., INC. | 2007-08-08 | present | Yes |