ANDREW STUART MUMPOWER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-12-04 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2021-03-10 | 2023-11-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-01-12 | 2020-07-28 | — |
| UBS FINANCIAL SERVICES INC. | 2005-08-17 | 2011-01-12 | — |