NICOLE JOY BAUMAN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| MORGAN STANLEY & CO. LLC | 2008-09-18 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2004-12-16 | 2008-09-16 | — |
| MORGAN STANLEY DW INC. | 2000-05-08 | 2004-12-07 | — |