BRIAN LUM is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2008-01-14 | 2009-06-01 | — |
| COLONIAL ASSET MANAGEMENT INC | 2006-04-17 | 2007-10-24 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2000-10-01 | 2006-03-13 | — |