TRACEY ANN HERRING is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2019-03-04 | present | Yes |
| MML INVESTORS SERVICES, LLC | 2016-08-03 | 2018-02-09 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2015-02-02 | 2016-06-23 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-02-17 | — |
| MORGAN STANLEY & CO. LLC | 2009-02-17 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-07-30 | 2009-02-20 | — |