STEPHEN ROCCO FACELLA is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2025-01-01 | present | Yes |
| KOVACK ADVISORS, INC. | 2018-07-05 | 2018-11-12 | — |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | 2009-05-14 | 2018-07-13 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2006-10-10 | 2009-05-01 | — |
| A. G. EDWARDS & SONS, INC. | 1997-08-19 | 2006-07-28 | — |