JAMES THOMAS GRIFFIN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2004-07-23 | 2011-01-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2003-08-01 | 2004-07-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-05-30 | 2003-08-07 | — |