STEPHEN MICHAEL ROTH is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with GLADSTONE INSTITUTIONAL ADVISORY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| GLADSTONE INSTITUTIONAL ADVISORY LLC | 2015-08-13 | present | Yes |
| PRIVATE PORTFOLIO PARTNERS, LLC | 2014-04-10 | 2016-01-04 | — |
| PRUCO SECURITIES, LLC | 2003-11-21 | 2014-04-02 | — |