SEAN MICHAEL SMITH is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2022-04-26 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2022-05-04 | — |
| WELLS FARGO INVESTMENTS, LLC | 2008-02-05 | 2011-01-03 | — |
| WAMU INVESTMENTS, INC. | 2006-11-07 | 2008-02-12 | — |