Kai Chen is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with OCEANIQ CAPITAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OCEANIQ CAPITAL, LLC | 2026-01-01 | present | Yes |
| OCEANIQ CAPITAL, LLC | 2013-10-03 | 2018-12-31 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2003-01-17 | 2013-11-26 | — |
| PERSHING LLC | 2002-08-20 | 2003-01-17 | — |