Alice Lee Chen is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-03-30 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-07-17 | 2023-03-22 | — |
| J.P. MORGAN SECURITIES LLC | 2018-05-23 | 2019-07-03 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-06-23 | 2018-05-21 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2006-11-24 | 2014-06-16 | — |
| TD AMERITRADE, INC. | 2006-11-24 | 2014-06-16 | — |