DENNIS CHRISTOPHER QUAN

DENNIS CHRISTOPHER QUAN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2023-07-19presentYes
BANCWEST INVESTMENT SERVICES, INC.2011-03-222023-07-25
U.S. BANCORP INVESTMENTS, INC.2010-06-022011-03-18
WELLS FARGO CLEARING SERVICES, LLC2007-12-182010-04-27
BANCWEST INVESTMENT SERVICES, INC.2006-10-172007-12-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2002-07-032005-07-11
MORGAN STANLEY DW INC.1998-08-242002-07-18

More