Karen Schwartzman is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-03-31 | present | Yes |
| AUA CAPITAL MANAGEMENT | 2016-10-07 | 2017-01-30 | — |