Stephen Daniel Grimes is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-04-06 | present | Yes |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-01-27 | 2018-03-08 | — |
| J.P. MORGAN SECURITIES LLC | 2015-06-29 | 2016-10-13 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2008-02-06 | 2015-06-03 | — |
| TD AMERITRADE, INC. | 2008-02-06 | 2015-06-03 | — |
| UBS FINANCIAL SERVICES INC. | 2005-01-13 | 2006-04-07 | — |
| CHARLES SCHWAB & CO., INC. | 2004-07-27 | 2004-11-29 | — |