CARMEN IOK SIM IAO is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2017-04-18 | present | Yes |
| LPL FINANCIAL LLC | 2016-06-20 | 2017-04-27 | — |
| BANKOH INVESTMENT SERVICES, INC. | 2005-04-07 | 2016-06-07 | — |
| DFC INVESTOR SERVICES | 2004-03-11 | 2005-03-25 | — |