JAMES M SHEA

JAMES M SHEA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2025-09-18presentYes
MORGAN STANLEY SMITH BARNEY LLC2017-06-012025-09-22
OPPENHEIMER & CO. INC.2010-10-082017-06-02
WELLS FARGO CLEARING SERVICES, LLC2006-12-112010-09-21
PNC WEALTH MANAGEMENT2006-11-062006-12-14

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