JIMMY LEE

JIMMY LEE is an investment adviser representative (IAR) with state registration records since 2006, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (9)

FirmFromToCurrent
LPL FINANCIAL LLC2024-10-07presentYes
OSAIC WEALTH, INC.2024-01-192024-10-12
WOODBURY FINANCIAL SERVICES, INC.2018-07-112024-01-19
CAPITAL ONE ADVISORS, LLC2015-01-282018-07-11
CAPITAL ONE FINANCIAL ADVISORS LLC2013-04-152015-01-28
HSBC SECURITIES (USA) INC.2012-06-012013-03-26
MSI FINANCIAL SERVICES, INC.2011-10-172012-05-21
WELLS FARGO CLEARING SERVICES, LLC2008-11-032010-07-08
CHASE INVESTMENT SERVICES CORP.2006-07-272008-06-20

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