RACHEL SARA KAPLAN

RACHEL SARA KAPLAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2012-12-21presentYes
TD AMERITRADE, INC.2009-06-262013-01-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-06-082008-12-03

More