RICHARD E KAPLAN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 2 firms. Currently registered with INSCRIPTION CAPITAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INSCRIPTION CAPITAL, LLC | 2019-09-04 | present | Yes |
| LEGACY ASSET MANAGEMENT, INC. | 1998-08-19 | 2019-09-04 | — |
| LEGACY ASSET MANAGEMENT, INC. | 1998-08-19 | 2016-12-31 | — |