GREGG STUART KAUFMAN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2021-02-19 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2021-03-09 | — |
| MORGAN STANLEY & CO. LLC | 2008-11-14 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-01-10 | 2008-11-19 | — |