THOMAS JOHN MALTESE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2026-01-14 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2025-05-20 | 2026-01-06 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2008-01-24 | — |
| CITICORP INVESTMENT SERVICES | 2004-07-23 | 2007-05-29 | — |