DAVID SEAN RICH is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-09-04 | present | Yes |
| FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC | 2022-08-15 | 2023-09-20 | — |
| GLADSTONE INSTITUTIONAL ADVISORY LLC | 2020-06-24 | 2025-09-05 | — |
| B. RILEY WEALTH ADVISORS, INC. | 2010-01-05 | 2017-06-02 | — |
| VFINANCE ADVISORS, INC. | 2006-08-16 | 2010-05-11 | — |