RICHARD CHARLES GUARDIOLA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 2022-12-20 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2013-05-07 | 2022-12-31 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2013-05-01 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-05-02 | 2012-10-01 | — |
| WAMU INVESTMENTS, INC. | 2006-06-15 | 2009-05-02 | — |