CAROL ELIZABETH MARKS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2017-12-07 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-08-03 | 2017-12-04 | — |
| OPPENHEIMER & CO. INC. | 2008-04-15 | 2010-08-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-11-07 | 2008-04-15 | — |