MICA TIEU LAM is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2021-11-22 | present | Yes |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 2018-05-16 | 2021-09-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-04-09 | 2018-04-24 | — |
| UBS FINANCIAL SERVICES INC. | 2010-06-17 | 2014-04-21 | — |
| MORGAN STANLEY & CO. LLC | 2001-10-25 | 2009-02-04 | — |