JAMES EARL PENCE is an investment adviser representative (IAR) with state registration records since 1999, appearing at 2 firms. Currently registered with HILLTOP SECURITIES INC..
| Firm | From | To | Current |
|---|---|---|---|
| HILLTOP SECURITIES INC. | 2009-06-05 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 1999-04-21 | 2009-06-16 | — |