Nicole Lee Caringal is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2020-06-01 | present | Yes |
| LPL FINANCIAL LLC | 2019-11-07 | 2020-03-13 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-03-26 | 2019-10-28 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2006-08-24 | 2009-10-10 | — |
| T. ROWE PRICE ADVISORY SERVICES, INC. | 2005-04-26 | 2006-07-05 | — |