RICHARD SCOTT FIGUEROA

RICHARD SCOTT FIGUEROA is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with PATRON PARTNERS, LLC.

Registration history (3)

FirmFromToCurrent
PATRON PARTNERS, LLC2020-10-02presentYes
UBS FINANCIAL SERVICES INC.2009-01-062020-10-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1998-01-022009-01-09

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