Dominique Davis

Dominique Davis is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2021-09-24presentYes
THE STRATEGIC FINANCIAL ALLIANCE, INC.2021-03-032021-09-24
TRIAD ADVISORS LLC2019-03-012020-07-27
HARRISDIRECT LLC2011-06-302017-07-14
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2010-12-162011-02-01
UBS FINANCIAL SERVICES INC.2004-08-232010-07-06

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