JAMES JOSEPH KLEM is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2017-09-22 | present | Yes |
| M&T SECURITIES, INC. | 2013-05-02 | 2017-09-22 | — |
| CAPITAL ONE FINANCIAL ADVISORS LLC | 2011-12-20 | 2013-04-23 | — |
| LPL FINANCIAL LLC | 2010-01-07 | 2011-12-21 | — |