SEAN ALLEN SMALLEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2019-09-19 | present | Yes |
| FLATIRON FINANCIAL GROUP, LLC | 2014-03-04 | 2019-09-15 | — |
| LPL FINANCIAL LLC | 2014-02-28 | 2019-10-08 | — |
| CHARLES SCHWAB & CO., INC. | 2002-02-08 | 2014-02-28 | — |