PETTY TINGYUK YAO is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with HSBC SECURITIES (USA) INC..
| Firm | From | To | Current |
|---|---|---|---|
| HSBC SECURITIES (USA) INC. | 2024-02-01 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-11-12 | 2024-01-24 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2012-04-20 | 2021-11-15 | — |