RICHARD JAMES DUBY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2004-07-30 | present | Yes |
| OSAIC FA, INC. | 1999-12-26 | 2004-08-02 | — |