HEEDY KAY LOCKE is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2022-01-21 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2017-11-27 | 2022-01-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-03-05 | 2014-09-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-05-16 | 2014-03-10 | — |
| STRATEGIC ADVISERS LLC | 2012-03-27 | 2013-04-25 | — |