RAYMOND ZONG

RAYMOND ZONG is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with GLOBAL WEALTH MANAGEMENT, LLC.

Registration history (9)

FirmFromToCurrent
GLOBAL WEALTH MANAGEMENT, LLC2024-05-10presentYes
NI ADVISORS2022-07-262024-01-12
NPA ASSET MANAGEMENT, LLC2018-01-052020-07-27
NPA ASSET MANAGEMENT, LLC2015-06-092017-12-31
KOVACK ADVISORS, INC.2012-11-302015-06-05
PRIVATE ADVISOR GROUP, LLC2012-05-222012-10-22
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-08-182012-05-22
UBS FINANCIAL SERVICES INC.2002-12-202006-09-05
MORGAN STANLEY DW INC.2002-06-042002-12-10

More