KAREN ALICE HARTZ

KAREN ALICE HARTZ is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-01-12presentYes
WELLS FARGO CLEARING SERVICES, LLC2010-09-302021-12-10
EDWARD D. JONES & CO., L.P.2009-08-042010-09-22

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