MARK PHILLIPS is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2026-05-12 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2022-06-21 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-04-12 | 2022-05-21 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2016-04-08 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-02-26 | 2009-06-01 | — |