Amalia Marie Rockafellow is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2024-07-15 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2020-02-06 | 2024-07-17 | — |
| UBS FINANCIAL SERVICES INC. | 2017-09-07 | 2019-11-21 | — |
| HIGHTOWER ADVISORS, LLC | 2012-02-17 | 2017-11-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-05-23 | 2012-02-21 | — |